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並前往https://www.aicpa.org/content/dam/aicpa/interestareas/frc/industryinsights/downloadabledocuments/aicpa-ic-ep-faq-custody-rule-august-17.pdf

SEC's Revised Custody Rule FAQs and Guidance for ... - AICPA

Investment Advisers, please contact the SEC Office of Chief Accountant, Division of ... investment adviser (RIA) has custody under the rule:.

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查詢 「SEC RIA」的人也找了:

  1. BrokerCheck
  2. Form ADV
  3. SEC ria
  4. IARD
  5. form adv中文
  6. adv表格
  7. FCA Register
  8. Exempt reporting adviser

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