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並前往https://www.marcumllp.com/insights/sec-independence-rules-what-sec-registered-and-state-registered-investment-advisers-should-know

Custody Rule Update: SEC Independence Rules - Marcum LLP

The general partner (GP) or sponsor of the PIV; The RIA of the PIV; All entities controlling the RIA of the PIV; All entities controlling the GP of the PIV; All ...

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查詢 「SEC RIA」的人也找了:

  1. BrokerCheck
  2. Form ADV
  3. SEC ria
  4. IARD
  5. form adv中文
  6. adv表格
  7. FCA Register
  8. Exempt reporting adviser

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