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並前往https://www.investor.gov/introduction-investing/investing-basics/glossary/form-adv

Form ADV | Investor.gov

Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, ...

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查詢 「SEC RIA」的人也找了:

  1. BrokerCheck
  2. Form ADV
  3. SEC ria
  4. IARD
  5. form adv中文
  6. adv表格
  7. FCA Register
  8. Exempt reporting adviser

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